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ETF vs Mutual Fund Cheat Sheet

Key differences between ETFs and mutual funds covering fees, tax efficiency, trading mechanics, and when to choose each investment vehicle.

Cost Comparison

ItemValueNotes
Average ETF expense ratio0.03% – 0.20%Index ETFs often < 0.10%
Average mutual fund expense ratio0.50% – 1.50%Active funds higher
ETF trading commission$0 at most brokersCommission-free era
Mutual fund load fees0% – 5.75%Front-end or back-end loads
12b-1 fees (mutual funds)0.25% – 1.00%Marketing/distribution fee
Bid-ask spread (ETFs)~$0.01 for popular ETFsHidden cost of ETFs

Trading & Liquidity

ItemValueNotes
ETF tradingIntraday (like stocks)Buy/sell anytime market is open
Mutual fund tradingEnd of day NAV onlyOrders execute at 4 PM ET
ETF limit ordersYes — full order typesMarket, limit, stop-loss
Mutual fund ordersMarket orders onlyAt next-calculated NAV
ETF minimum investment1 share (or fractional)Can be $1 at some brokers
Mutual fund minimum$1,000 – $3,000 typicalSome have $0 minimum

Tax Efficiency

ItemValueNotes
ETF capital gains distributionsRareIn-kind creation/redemption process
Mutual fund capital gainsCommon (annually)Even if you didn't sell
Tax-loss harvestingEasier with ETFsIntraday trading flexibility
Turnover ratioLower for index ETFsActive funds: 50%–100%+ turnover
Wash sale considerationsWatch similar ETFsSubstantially identical rule applies

Key Features Comparison

ItemValueNotes
TransparencyETFs: daily holdingsMutual funds: quarterly
Automatic investingMutual funds easierAuto-invest with dollar amounts
Dividend reinvestmentBoth offer DRIPMutual funds: seamless; ETFs: may lag
Active managementBoth availableMore active mutual funds exist
Index trackingBoth availableETFs dominate index space

When to Choose Each

ItemValueNotes
Choose ETFs ifTax-sensitive, cost-consciousBrokerage account, hands-on
Choose mutual funds ifAuto-investing, 401(k)Set dollar amounts, simpler
Taxable accountsETFs generally betterTax efficiency advantage
401(k) / 403(b)Mutual funds (usually only option)Plan dictates choices
IRA accountsEither works wellTax treatment same in IRA

Tip: Use landscape orientation for wider tables

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